- Joined Prime Buchholz in 2016
- More than 18 years of industry experience
- Responsible for developing, maintaining and enhancing strategic, risk-based compliance policies for the firm, and for enhancing and maintaining the firm’s compliance program; plans and conducts internal audit testing to analyze and monitor risks
- Member of the firm’s risk committee, senior management group, and the DEI community engagement working group
- Previous experience: Senior lead analyst and senior compliance examiner at FINRA
- B.A. in economics from the University of New Hampshire
- Investment Adviser Certified Compliance Professional® and member of the National Society of Compliance Professionals
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