Legal Notices and SEC Forms
Form CRS
Form CRS is intended to “clarify the standards of conduct applicable to broker-dealers and investment advisers, help retail investors better understand and compare the services offered and make an informed choice of the relationship best suited to their needs and circumstances, and foster greater consistency in the level of protections provided by each regime, particularly at the point in time that a recommendation is made.”
Form ADV Part 1
Form ADV Part 1 is a regulatory filing submitted to the U.S. Securities and Exchange Commission (SEC) and provides information about Prime Buchholz’s business, ownership, clients, employees, and advisory services. This document is publicly available through the SEC’s Investment Adviser Public Disclosure website. Download and review our current Form ADV Part 1 below.
View the Prime Buchholz Form ADV Part 1
Prime Buchholz Texting Conditions of Use
Prime Buchholz’s Texting Conditions of Use outline the terms, consent requirements, privacy practices, and opt-out instructions related to receiving SMS/text communications from the firm.