More than 30 years of legal experience, 23 of which are in the investment industry
Responsible for oversight and administration of the firm’s legal, compliance, enterprise-wide risk management, and operational due diligence functions
Member of the firm’s executive and risk committees, as well as the discretionary management oversight committee
Previous experience: General counsel and chief compliance officer for investment advisor Citizens Advisers Inc.; chief compliance officer of Citizens Funds, a family of socially responsible mutual funds; previously was in private practice, focusing on civil litigation and corporate law; law clerk to the Justices of the New Hampshire Superior Court
J.D. from University of New Hampshire Franklin Pierce School of Law and B.A. in American Studies from Middlebury College. Certificate in Sustainable Capitalism & ESG from Berkeley Law Executive Education
Member of the New Hampshire Bar Association and the National Society of Compliance Professionals