Performs compliance reviews that evaluate the adequacy and effectiveness of the company’s compliance program; creates reports that clearly articulate the results of compliance reviews performed, identifying deficiencies and recommending solutions; reviews and approves advertising, RFPs, and other client-ready materials and administers the firm’s Code of Ethics
Member of the firm’s employee engagement and retention working group and the safety committee
Previous experience: Performance analyst at Prime Buchholz; investment analyst at NEPC
M.S. in investment management from Boston University; B.A. in economics and French from Binghamton University State University of New York